RBI IT Framework Compliance for NBFCs.
Streamline your NBFC regulatory audit. We provide CERT-In certified VAPT scans, IT Governance mapping, risk mitigation strategies, and policy creation.
Why RBI NBFC Compliance Audit matters
The Reserve Bank of India outlines specific guidelines on the Information Technology (IT) Framework for NBFCs. Proper IT audits help protect consumer financial data and shield organizations from enforcement action.
- Meets RBI Master Directions for Information Technology Framework in NBFC Sector
- Mandatory validation for Systemically Important & Deposit-Taking NBFCs
- Ensures security and robustness of loan origination & transaction APIs
- Protects customer credit data and limits third-party processing risks
Core Principles
What you receive
Comprehensive compliance framework
We deliver end-to-end consulting, technical audits, gap remediation documentation, and final certification required for seamless RBI submission.
IT Governance & Strategy Report
Structured governance mapping aligning IT strategy with business goals, committee setups, and roles.
- IT Strategy Committee Charter Design
- IT Policy Governance Assessment
- Roles, Skills, & Steering Committee Frameworks
CERT-In VAPT Audit Report
Deep security testing of systems, web portals, APIs, and mobile apps with empanelled CERT-In signoff.
- Loan Portal & Mobile App Penetration Tests
- Financial API & Database Security Audits
- Official CERT-In Auditor Signoff & Certificate
Cyber Security Policy Manual
Tailored NBFC IT policies covering asset safety, data localization, user access, and disaster runbooks.
- Tailored NBFC Cyber Security Policy Framework
- Disaster Recovery (DR) & BCP Action Runbooks
- Third-Party Service Provider Risk Management Policy
RBI Compliance Dossier
Fully structured compliance reports, statements, and sign-offs ready for immediate submission to RBI.
- RBI Format Compliance Matrix & Proof Pack
- IT Risk Register & Threat Assessment Logs
- Signed IS Audit Report Package
Audit Process
How RBI NBFC audit works
Our approach provides structured IT assessments and regulatory control mappings, aligning your systems perfectly with the RBI IT framework.
Step 1
Initial Gap Assessment against RBI NBFC IT directions
Step 2
IT governance gap reviews & Strategy Committee advisory
Step 3
Detailed application and infrastructure vulnerability testing (VAPT)
Step 4
Policy documentation tailoring and compliance control mapping
Step 5
Disaster Recovery (DR) testing and business continuity training
Step 6
Empanelled CERT-In audit review and final report submission to RBI
Get Started
Ready for RBI NBFC IT framework compliance?
Contact our IT compliance experts today to schedule a baseline security assessment and structure your IT steering processes.